TRANSITIONING TO B.B. GRAHAM & CO.

Our Transition Assistance Programs are customized to each individual or office transition to ensure minimal impact to your practice.

You will have a dedicated team of experienced professionals working directly with you to manage and oversee all the details of your transition, including:

  • Reviewing your current business lines and services to ensure a prompt and complete transition
  • Monitoring account transfers by working with your current broker/dealer, clearing firm and product companies
  • Coordinating the transition of your licenses and state registrations
  • Re-appointing you with the correct product carriers
  • Reviewing your paperwork for accuracy
  • Providing compliance-approved letters you can use with clients to explain your new partnership with B.B. Graham & Co.
  • Obtaining timely approval of any marketing materials you might need such as new business cards
  • Providing internal training on systems and procedures
  • Transition dollars or credits are also considered in our transition assistance programs

At B.B. Graham & Co., the transition support continues until your business has completely transitioned. Our process allows you to focus on your clients while we focus on the transition details.

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Make the Transition to  B.B. Graham & Co.

LEARN MORE

B.B. Graham & Co. is a broker/dealer and investment advisory firm dedicated to supporting independent financial advisors. 

Contact Us

B.B. Graham & Co. 1700 West Katella Ave. Orange, CA 92867
Phone: 888-847-2426

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