Our Transition Assistance Programs are customized to each individual or office transition to ensure minimal impact to your practice.

You will have a dedicated team of experienced professionals working directly with you to manage and oversee all the details of your transition, including:

  • Reviewing your current business lines and services to ensure a prompt and complete transition
  • Monitoring account transfers by working with your current broker/dealer, clearing firm and product companies
  • Coordinating the transition of your licenses and state registrations
  • Re-appointing you with the correct product carriers
  • Reviewing your paperwork for accuracy
  • Providing compliance-approved letters you can use with clients to explain your new partnership with B.B. Graham & Co.
  • Obtaining timely approval of any marketing materials you might need such as new business cards
  • Providing internal training on systems and procedures
  • Transition dollars or credits are also considered in our transition assistance programs

At B.B. Graham & Co., the transition support continues until your business has completely transitioned. Our process allows you to focus on your clients while we focus on the transition details.

Join Us

Make the Transition to  B.B. Graham & Co.


B.B. Graham & Co. is a broker/dealer and investment advisory firm dedicated to supporting independent financial advisors. 

Contact Us

B.B. Graham & Co.
1700 West Katella Ave. Orange, CA 92867
Phone: 714-628-5200